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Head of Compliance Markets
The Regulation department works to protect the integrity of the markets, mitigating risks to the marketplace and enforcing rules to protect participants. Responsibilities lead a team of compliance and surveillance analysts, investigators, technologists and data professionals; monitor and identify emerging regulatory, market and technological trends and best practices across the industry; oversee risk assessment and controls framework design and operation; provide guidance and oversight for investigations; manage regulatory interactions relating to market abuse and financial crime controls; develop and improve regulatory and compliance data and analytics capabilities, including deployment o


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