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1,696 'compliance OR avp OR securities OR firm' Jobs

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COMPLIANCE DIRECTOR – JD QUALIFIED WITH FINRA & BROKER DEALER EXPERIENCE (FROM IN HOUSE COMPLIANCE, LAW FIRM OR REGULATORY BODY) REQUIRED
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AVP, Senior Counsel, Privacy & Data Security
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Counsel – Securities and Assistant Secretary
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Major, Lindsey & Africa
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Compliance Manager
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Intercontinental Exchange
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AVP, OSPL - Products Group
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Paralegal - Corporate Governance and Securities
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Ameriprise Financial, Inc.
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AVP, Internal Audit (IT)
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Compliance Officer
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eFinancialCareers
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Compliance Manager
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HARBRIDGE PARTNERS
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Senior Counsel, General Corporate & Securities
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MicroStrategy, Inc.
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Compliance Analyst
 Boston, Massachusetts
Wellington Management Company, LLP
2 Weeks Ago
Compliance Director
Morgan McKinley
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Compliance Associate
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Sands Capital Management
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Compliance Officer
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Trevose Partners Limited
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T. Rowe Price International
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7-Director, Compliance
 Smithfield, Rhode Island
Fidelity Investments
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