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Compliance Specialist

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Job Saved Save Job

Compliance Officer (Hedge Fund)

eFinancialCareers

Details

Posted: 19-Jun-24

Location: New York, New York

Type: Full-time

Internal Number: 20850859

ThisÂ strategic hireÂ will play a key role in running the day-to-day compliance program as the firmÂ continues to build a best-in-class compliance team.

The ideal candidate will have:

Strong knowledge of the Investment Advisers Act of 1940 and Investment Company Act of 1940 is required.
Testing & Monitoring
Policies & Procedures
Code of Ethics
Licensing & Registrations
Cross-Border / International Compliance
Marketing Review
Trade/Portfolio Compliance
Employee Surveillance
Regulatory Inquiries/Audits
A strong academic pedigree from a top university

The position will suit a highly motivated and entrepreneurial individual looking to work at a firm renowned for innovation and integrity.

A highly competitive compensation package is on offer.

For a discussion in confidence, please apply with your resume.

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