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Investment Compliance - Asset Management
A leading asset manager is looking for an investment compliance professional to join the team and support on investment compliance monitoring and coding on investment rules Responsibilities Assist on setting up public and private funds and review fund documents from a compliance perspective Code investment rules on Bloomberg for public funds Conduct pre-trade and post-trade review Help monitor and review investment mandates Offer advice to portfolio managers and traders on investment compliance matters Review marketing materials Assist in ad-hoc compliance tasks Requirements Bachelor degree of a relevant discipline 3-6 years of relevant experience in a


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