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Compliance AVP - Asset Management Firm
My client is a global investment management firm with offices in China, Hong Kong, America, Europe, and Australia. They have about 150 staff in Hong Kong and have fund products including SFC Authorized Funds, ETFs, UCITS, etc. Description report directly to the Head of Compliance whilst working alongside other compliance colleagues responsible for SFC regulatory matters review marketing materials business compliance advisory review and update compliance policies and procedures conduct compliance training when necessary Profile bachelor degree 3-5 years of compliance experience within buyside firm open to candidates directly from SFC Invest


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