Responsibilities: Perform pre-trade and post trade compliance monitoring to ensure the trades are in line with desk mandate restrictions guidelines. Work with CRO to maintain a compliance culture within the business. Evolving the framework of compliance monitoring and carrying out compliance monitoring activities to include call reviews, file reviews and thematic reviews based on risk assessment. Handle staff dealing approval, monitoring and review staff dealing-related reports Support disclosures of interest and other regulatory reporting and filing for the company. Support on licensing related matters and other regulatory filing and liaise with UK and EU regulators on their enquires.