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Compliance Advisor FTC
Responsibilities (brief): Responsible for assisting the business in management of its Conduct Risk Framework, embedding the Consumer Duty and related tasks Support the CO/DCO in embedding, promoting and supporting a transparent, positive and proportionate culture of compliance across the business To provide expert advice to the business on regulatory matters in support of the development of the syndicate and agency To undertake ad-hoc work as may be requested from time to time by the Compliance Officer, Deputy Compliance Officer, or other Senior Management. Liaising with external parties (such as Lloyd's, the FCA/PRA, Lloyd's brokers, other managing agents and external service providers) on compliance and regulatory matters
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