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Compliance Associate - Asset Management
Responsibilities Assist on setting up retail and private funds and review fund documents from a compliance perspective Code investment rules on Bloomberg AIM Conduct pre-trade and post-trade approvals Offer advice to portfolio managers and traders on investment compliance matters Review marketing materials Assist in ad-hoc compliance tasks Requirements Bachelor degree of a relevant discipline 3-5 years of relevant experience in asset management compliance or with a regulatory body Sound knowledge of SFC authorised funds, Fund Manager Code of Conduct, Code on Unit Trusts and Mutual Funds Committed and self-motivated with the ability to work we
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