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Investment Compliance - Asset Management
A global asset manager is looking for an assistant manager in investment compliance to handle investment compliance monitoring, investment rule coding on Bloomberg Responsibilities Assist on setting up retail and private funds and review fund documents from a compliance perspective Code investment rules on Bloomberg AIM Conduct pre-trade and post-trade approvals Offer advice to portfolio managers and traders on investment compliance matters Review marketing materials Assist in ad-hoc compliance tasks Requirements Bachelor degree of a relevant discipline 3-5 years of relevant experience in asset management compliance or with a regulatory body Sound kno
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