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Senior Compliance Monitoring Analyst
Responsibilities include: Assisting with the management and delivery of all aspects of the Compliance Monitoring Plan Conducting thorough Compliance Monitoring reviews, covering a range of activities, across the business platforms, to ensure compliance with all applicable regulations and internal standards Identifying and analysing potential risks to the firm and preparing written reports for the Head of Compliance and relevant business stakeholders, including details of findings and agreed remedial actions Monitor the progress and completion of remedial actions as a result of Compliance Monitoring review findings Prepare management information for senior management and the Risk and Compliance Committee Providing general Complian


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