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Compliance Monitoring Associate
Our client are a growing Investment management firm. Their core business works alongside companion offerings from Wealth Management, Pensions and Alternative Investments, utilising innovative in-house software solutions. Description The Compliance Monitoring Associate will be responsible for: being part of the Second Line of Defence (2LoD) Compliance Monitoring team, assisting with all aspects of ongoing 2LoD compliance monitoring. The role will primarily be to support the Compliance Monitoring Manager including the following tasks: Cooperatively working as part of an experienced and diverse Compliance department. To work as a key member of the second line of defence and work closely with the firs


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