The ideal candidate will have experience playing a key role in operating day-to-day??compliance program for an SEC registered investment adviser and/or at a regulator handling examinations and regulatory issues. Expert knowledge of the Investment Advisers Act of 1940, Investment Company Act of 1940, SEC??regulations is required. ?? Understanding of the following areas preferred: maintaining, revising, implementing, and enforcing compliance policies and procedures; assisting in regulatory exams/audits/inquiries; updating Form ADV; performing annual compliance reviews; overseeing personal trading activities and an Advisers Act compliant Code of Ethics; monitoring regulatory changes in the investment management industry; reviewing/revising investment advisory marketing materi