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Specialist, Reg Oversight Mgmt
Regulatory Oversight Management - IC2 Resides in the business and supports management in the day-to-day efforts related to first line of defense regulatory oversight management with laws, rules, regulations and related policies. Performs research and analyzes relevant information and transactions that warrant further investigation. Communicates with internal and external parties as needed and makes recommendations on necessary procedural/control changes on more complex regulatory oversight management matters. Additionally, is responsible for understanding trends in the industry and making policy recommendations. This position requires knowledge of the Financial Services Industry regulations, compliance, operations or auditing. Requires strong oral and writ


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