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Compliance Specialist (Product Compliance)
To assist the Head of Compliance in maintaining the relationship with the Hong Kong regulator (SFC), Luxembourg Regulator (CSSF), and assisting him to establish robust compliance and corporate governance framework which will achieve the establishment of robust internal controls. To be one of the key contact points (addressing regulator's queries) and to ensure engagement from the stakeholders. In addition to the handling of Hong Kong authorized funds-related matters, to assist ASEAN and European marketing materials review and to assist in internal control related committees. To liaise with business and external counsel to update product offering documents as necessary To assist the compliance team maintain and continuously update a registe


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