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FOUR HEADCOUNTS - Asset Management Compliance Consultants
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FOUR HEADCOUNTS - Asset Management Compliance Consultants
Selby Jennings
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Details

Posted: 09-Jan-22

Type: Full Time

Salary: Open

Internal Number: 12328640

Responsibilities

  • Manage your own portfolio of clients regulated by SFC and SEC
  • Setting up of compliance infrastructure and compliance manuals to clients
  • Manage regulatory filing and reporting schedules
  • Provide ad hoc regulatory advice and creative solutions

Qualifications

  • Proven experience in a compliance role within an SFC regulated firm or a direct competitor
  • Strong understanding of the asset management industry
  • Strong English communication skills
  • Ability to work between projects with tight deadline

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