If you are seeking to join a growing Super Manco in Luxembourg, do not hesitate to look further. You will be overseeing all Compliance risks and regulations within the Manco across Milan and Luxembourg. You will be supporting the CEO on ensuring that the day to day activities comply with all relevant regulatory frameworks. This opportunity will give you the ability to work on a European platform and to work alongside some of the best in the investment space.
As a Senior Regulatory Compliance Officer, you will be: * Managing and update of the firm's compliance governance and policies * Conducting customer due diligence on Private clients * Performing ongoing monitoring of the business relationship * Setting up and guiding monthly and quarterly compliance forums * Participating and reporting to the conducting and board of directors meeting * Assessing the AML/CTF risk exposure and its clients * Providing Regulatory training and different operational training sessions * Proposing and driving improvements related to changes products and services * Performing impact assessments and introducing the respective actions where relevant * Performing investigation reports * First point of contact with the CSSF * Ensuring adherence of local and Group Compliance policies & procedures
As a Senior Regulatory Compliance Officer, you should have: * Master's degree or Bachelor's degree in a technical discipline * Sufficient experience in a Management Company * Good knowledge of the regulatory framework (UCITS, AIFMD, CESR/ESMA guidelines) and willingness to expand * Fluency in English * Thorough knowledge of Investment products and their legal and regulatory framework