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Compliance Manager - International Investment Company
A global asset management company is looking for a Compliance Manager to design and implement the compliance framework for their investment entity and to advise business on regulatory matters - Oversee and follow up on the license application process with the legal service provider at set-up stage- Design and implement the compliance framework of the investment entity - Perform day-to-day compliance monitoring to ensure that all compliance and regulatory requirements are met - Provide advice to the business on compliance and regulatory matters - Conduct compliance training and prepare educational materials for investment professionals - Be the main contact person handling SFC enquiries and correspondence
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