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JNPSoft, Inc.

Montreal, Quebec, Canada

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Head of Compliance - Leading Brokerage Firm
Key Roles and Responsibilities of the Head of Compliance, Financial Services and Brokerage role - In charge of oversight on all compliance matters across business operations with relevant legislation/regulations Provide advisory on compliance implications of business decisions, both for on-going issues and in project decisions Interpret and assess regulatory updates, and stay abreast of changes, advice and conducting training internally Liaise and coordinate with MAS on all reporting requirements and submission as well as addressing any queries Provide advice to business heads on new products and initiatives including all regulatory requirements Develop a proactive, integrated compliance approach and spearhe


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