Job Seekers, Welcome to CHPA Career Center
Search Filters
Use this area to filter your search results. Each filter option allows for multiple selections.
Search Results: 893 Jobs
Save Agent
Loading... Please wait.
Colorado State University Logo
Colorado State University

Fort Collins, Colorado

Unity Automotive Logo
Unity Automotive

Boynton Beach, Florida

Verizon Logo
Verizon

Basking Ridge, New Jersey

NEW! NEW!
Baylor Scott & White Health Logo
Baylor Scott & White Health

Frisco, Texas

NEW! NEW!
Baylor Scott & White Health Logo
Baylor Scott & White Health

Dallas, Texas

NEW! NEW!
Baylor Scott & White Health Logo
Baylor Scott & White Health

Dallas, Texas

NEW! NEW!
Baylor Scott & White Health Logo
Baylor Scott & White Health

Plano, Texas

NEW! NEW!
Johns Hopkins University Logo
Johns Hopkins University

Baltimore, Maryland

NEW! NEW!
Bloomberg

London, United Kingdom

NEW! NEW!
New York University Logo
New York University

New York, New York

NEW! NEW!
Baylor Scott & White Health Logo
Baylor Scott & White Health

Frisco, Texas

NEW! NEW!
Yale University Logo
Yale University

New Haven, Connecticut

NEW! NEW!
Deloitte Logo
Deloitte

Washington, D.C.

NEW! NEW!
Hi-Desert Medical Center Logo
Hi-Desert Medical Center

Joshua Tree, California

NEW! NEW!
Baylor Scott & White Health Logo
Baylor Scott & White Health

Plano, Texas

NEW! NEW!
Schroders Investment Management

Luxembourg, Luxembourg

NEW! NEW!
Veterans Affairs, Veterans Health Administration Logo
Veterans Affairs, Veterans Health Administration

West Haven, Connecticut

NEW! NEW!
Deloitte Logo
Deloitte

Los Angeles, California

NEW! NEW!
Baylor Scott & White Health Logo
Baylor Scott & White Health

TEMPLE, Texas

NEW! NEW!
Baylor Scott & White Health Logo
Baylor Scott & White Health

McKinney, Texas

NEW! NEW!
Johns Hopkins University Logo
Johns Hopkins University

Baltimore, Maryland

NEW! NEW!
Loading... Please wait.
Senior Compliance Officer
Responsibilities Conducting and co-ordinating risk-based monitoring reviews as part of the Compliance Monitoring Programme to assess regulatory requirements and internal policies; Assisting with regulatory inspections or enquiries and coordinating responses with input from relevant stakeholders; Use of automated surveillance and assessment of surveillance alerts from the trading venues; Overseeing KYC and AML reviews periodically per all clients, vendors and associated persons; Managing client and dealer on-boarding and documentation and attendant enquiries; Financial Promotions (review and sign off) Assisting with regulatory reporting to comply with the conditions of authorisation


This job listing is no longer active.

Check the left side of the screen for similar opportunities.
Loading. Please wait.