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Compliance Director
A strong Chinese asset management platform is actively looking to hire an experienced compliance professional to lead their team Job Responsibilities: Responsible for internal/external compliance and regulatory matters including responding to HK/PRC regulators enquiries/circulars Conduct and lead thematic compliance monitoring and testing Analyze potential impact on regulatory trends and developments, and establish/remediate policies and procedures Review, advise and approve new products and business initiatives Review internal/external communication and marketing materials, including product advertisements, RFPs, client letters etc Lead internal/external regulatory audits and investigations, and follow up to rectify co


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