Responsibilities Reporting to the CEO, the Head of Compliance will lead and implement all relevant compliance policies, strategies and procedures for the organisation; this will include all licensing, KYC, Sanctions, and transaction monitoring. Dual hatting as the MLRO, you will also manage regulatory matters and ensure the business is compliant, which will include managing internal and external compliance audits. You will be required to implement AML/CFT policy, operating procedures & controls, and ensure AML and CTF requirement fulfilment for new product and service developments. Furthermore, the job holder will provide compliance training to all staff, which will include the education on regulatory developments or new compliance policies and procedures.
Requirements To be qualified, you be a degree educated professional who has over 8 years of relevant Compliance experience gained in a financial institution. You must be well versed in a range of compliance topics, including regulatory compliance, financial crime, KYC and onboarding – those with AML certifications will be preferred, and knowledge of cryptocurrency and blockchain will be seen as a big positive. Although not compulsory, proficiency in Mandarin is preferred.
For more information or to discuss the role in full, please send your CV to firstname.lastname@example.org or call 8799 6294 for a confidential discussion.