Our client a reputable brokerage business are seeking to recruit a Regulatory Reporting Analyst to support their product reporting.
The operation covers full service execution and clearing brokerage covering ETD's, Cash Equities, Fixed Income, CFDs, F/X and Repos. The role will focus on supporting regulatory reporting requirements and analysis, quality of processes and quality assurance, analysis of transaction reporting, MI and transaction reporting.
On a daily basis the individual will perform the following;
Perform regulatory reporting activity for MIFID, EMIR, STFR transactions post trade transparency
Complete day to day reporting activities including monitoring and resolution of transmission exceptions and reconciliations between systems ARM/NCA
Remediation of exceptions by investigating, correcting and re-submission of erroneous reports
Maintenance of static data required for reporting
Act as an SME on all regulatory reporting matters for the firms activities and projects
Production of MIS and key performance indicators on reporting production and quality
Participation in VAT and implementation of new products and projects
Produce processes and procedures for day to day operating of transaction reporting
Skills & Experience:
Experience across MIFID2, EMIR, SFTR transaction reporting as well as exchanges on specific reporting
Act as an SME on larger trader reporting, commodity position reporting and other exchanges
Regulatory transaction reporting MIFID and EMIR
Exchange transaction/Position reporting
Experience across various asset classes Rates, Credit, Equities, Derivatives, F/X, Repos and SLB
Strong understanding of regulatory rules
This is an exciting opportunity with a market leading financial brokerage !!!