Kerry Consulting is working exclusively with a Tier 1 Global Asset Manager with more than US$1 trillion asset under management. This is a rare opportunity for an individual who has deep expertise in the compliance space to join a high performing organization and to contribute to the governance of the Singapore compliance team.
As a VP Compliance within the Singapore team, you will be providing regulatory compliance advisory to the regional offices. Working as an individual contributor, you will cover compliance policies and trainings help to perform gap analysis and ensure that industry developments and regulatory changes are informed in an effective manner. As the business continues to grow in the region, you will take an active approach in compliance research in license applications and providing advice to the business on regulatory requirements. You are responsible for rolling out compliance monitoring programme and ensure that any gaps/lapses in procedures are highlighted and corrected in a timely manner.
On the marketing material front, you are required to ensure that all marketing materials are adhering to local regulatory requirements (Malaysia, Thailand etc) and supporting the business on any cross border activities. As the business looks at new products. On an adhoc basis, you are required to work on compliance projects and managing external audits and regulators on their queries.
You should have minimally 12 years of working experience ideally in an asset management compliance function or within a financial institution. To be successful in the role, you should be a team player who is highly dynamic, energetic and has excellent stakeholder management skills.
In order to apply, please submit your CV accordingly. If you have any questions, please reach out to Cynthia Teo (R1546879) at firstname.lastname@example.org. Rest assured that we treat all applications with strict confidence.