VP, Compliance, Distribution and Products- Life Insurer
Page Executive Hong Kong
April 8, 2021
Our client is a well known Life Insurer, which has been established in HK for over 100 years! They serve clients with a wide range of products, protection, and planning scheme. They are currently recruiting for a Vice President Compliance, Distribution and Products specialist to join its existing team.
Reporting to the Head of Compliance Greater China, you are responsible providing compliance advice to business on insurance products and marketing materials, while compiling with HK regulatory requirements with the Insurance Authority and SFC and be the point of contact to both regulators.
promoting business practices to ensure smooth business operations are compiled with regulatory requirements, policies and procedures
handling regulatory and audit inquiries
in charge of investigations on complaints and regulatory breach and take immediate actions and follow up on matters
develop compliance monitoring and review programs and conduct risk assessments
at least 10 years of relevant compliance experience in insurance firms
over 5 years of distribution compliance and insurance product knowledge
good understanding of SFC regulatory requirements on products and sales & distribution of products
good practical experience dealing with sales, agencies and etc.
can speak English and Chinese
Good product exposure to both Life and General Insurance
Great team, good people and excellent culture
Great compensation and benefits
To apply online please click the 'Apply' button below. For a confidential discussion about this role please contact Jeremy Lam on +852 2848 4711.