A well established proprietary trading firm is looking to hire Compliance Officer to be based in Singapore. You will repor to the Head of Compliance and responsible for the following
Cover day to day compliance needs, requests, education, information finding, communication, flag out issues, conduct reporting, help trading teams, and deal with brokers/exchanges/regulators.
Coordinate and drive compliance projects in conjunction with trading teams across a wide array of asset classes.
Design, document, and drive improvements in compliance applications, alerting and reporting frameworks.
Be able to understand algorithmic trades, order and trade behaviour and come up with potential compliance issues and solutions.
Bachelor with 3+ years of experience in financial services, brokerage firms, big 4 audit firms. Compliance experience in the area of regulatory advisory, market infrastructure, surveillance/monitoring, or post-trade process such as regulatory reporting will be advantage.
Singapore Employment Agency Licence No: 16S8069
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