Portfolio Guideline Monitoring Analyst

A prestigious Investment Manager are looking for a Portfolio Guideline Monitoring Analyst to join their team in London.

Responsibilities:

• Focusing on providing support to the investment teams, ensuring that investment transactions and holdings are compliant with client guidelines and regulatory requirements
• Reviewing Investment Management Agreements and evaluating client guidelines
• Maintaining the guideline monitoring system, Sentinel
• Performing real-time, pre-trade support with investors
• Resolving post-trade incident exceptions generated from Sentinel

Experience needed:

• Demonstrate a strong working knowledge of all investment types, including equity and fixed income products, and derivative securities
• Experience monitoring investment guidelines or working in an investment compliance role
• A good understanding of regulatory requirements for 40 Act and UCITs funds, and coding investment restrictions into a vendor or proprietary compliance monitoring system