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Deputy CASS Operational Oversight Manager
T. Rowe Price International
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Deputy CASS Operational Oversight Manager
T. Rowe Price International
Details
Salary:
Open
Type:
Full Time
| A career at T. Rowe Price says you want to contribute and make a difference at a leading global investment management firm where success results from the dedication our associates have in building success for our clients. We are a growing organization of associates from diverse backgrounds, experiences, and perspectives. We take a long-term view on associates and their careers. Our associates do phenomenal work with purpose, and as a result, we provide growth opportunities through in-person and online training, management development programs, and career development on the job. If you are seeking a meaningful work experience along with a workplace culture that thrives on teamwork, we invite you to explore the opportunity to join us. POSITION PURPOSE The CASS Governance team sits within the London Client Operations team and works very closely with the TA Oversight and Client Liaison teams as well as other pertinent key CASS business units globally. The Deputy CASS Operational Oversight Manager is a collaborative role in which you'll support the Head of CASS Operational Oversight and senior management in overseeing the operational effectiveness of the firms systems and controls designed to achieve compliance with CASS regulations, working across the organization to help achieve this in relevant Business Units. The role will develop your asset management capabilities in a pivotal role with considerable stakeholder interaction and the opportunity to build your network across the firm and the industry. Reporting directly to the CASS Certified Individual (Head of CASS Operational Oversight), you'll assist in setting the CASS Governance strategy to be agreed by the senior manager (SMF) through appropriate governance in areas of business responsibility. In addition, there will be key CASS responsibilities required to be overseen to ensure compliance with the rules. You'll make sure that effective controls and governance are in place to reduce the possibility of regulatory and reputational damage to the firm as well as undertaking impact and gap analysis and creating action plans to update strategy, policy and procedures. In addition, you'll be creating and maintaining robust oversight arrangements of CASS operational effectiveness in the relevant business units and assisting with developing and delivering an effective oversight model. The role will also involve managing relationships internally and with relevant outsourced entities to meet and exceed the requirements of FCA CASS rules. Exercising good judgement regarding changes to procedures and controls in client assets operational areas and influencing stakeholders and senior management to make those changes. Examining CASS risk and controls for accuracy, consistency and compliance, identifying enhancements and developing action plans where needed. Developing CASS oversight monitoring methodology and assessing regulatory and product change, and industry trends for CASS impact to make recommendations on CASS compliance. Principal Responsibilities
PERSONAL ATTRIBUTES / SKILLS / QUALIFICATIONS
T. Rowe Price is an equal opportunity employer and values diversity of thought, gender, and race. We believe our continued success depends upon the equal treatment of all associates and applicants for employment without discrimination on the basis of race, religion, creed, colour, national origin, sex, gender, age, mental or physical disability, marital status, sexual orientation, gender identity or expression, citizenship status, military or veteran status, pregnancy, or any other classification protected by country, federal, state, or local law.
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Internal Number: 10620505
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