You will support the Compliance Department in providing specialist advice and guidance to the business on UK prudential regulation. A particular focus will be on supporting the business in relation to the forthcoming Investment Firms Prudential Regime ("IFPR").
Key responsibilities include:
Analysis of the FCA's publications on prudential regulation, in particular, of the consultation papers and policy statements on the IFPR, including interpreting the relevant rules and assessing which rules apply
Providing guidance and support to the business on the requirements of the IFPR and other relevant prudential regulations
Assist with the delivery of regulatory change projects and other compliance initiatives when required.
Contribute to the delivery of timely and effective reporting to the relevant Committees and Forums, and Head of Compliance on Compliance activity and projects.
Ensure that the business is aware of the relevant prudential requirements, including the IFPR.
Produce insightful and accurate analysis of regulatory papers
Relevant Prudential Compliance experience gained within a financial services firm
Previous experience of advising on prudential requirements
Knowledge of UK regulatory framework with direct relevant experience
Basic understanding of retail financial products including ISAs and pensions.
Strong intellect and analytical ability.
Excellent planning and organisational skills.
Ability to work under pressure and meet tight deadlines.
Strong interpersonal and communication skills (verbal and written).