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Compliance Manager Financial Promotions
A global investment manager is looking for a Compliance Manager, experienced in financial Promotions, to cover a team members maternity leave from March. The primary purpose of this position is to provide support, advice and training to the business functions of the group entities detailed above on regulatory rules, principles and legislative requirements connected to the creation and distribution of sales and marketing material. The position requires the holder to review and approve sales and marketing material prior to public issue to strict regulatory, business and compliance standards and in accordance with agreed deadlines. Whilst working as part of the EMEA Compliance function and reporting the Director, EMEA Compliance, this position will work closely with t


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