Reporting to the Head of Fixed Income Compliance, you will be working in the global markets compliance team, you will provide advice to the various business lines; business knowledge of commodities, fixed income, credit and equity derivatives is essential.
Other responsibilities include:
Carry out day to day compliance supporting the capital markets operations;
Maintain compliance oversight and conduct compliance analysis;
Implement and maintain compliance policies, procedures and controls;
Monitor changes in the regulatory bodies (HKMA, SFC, HKEX) and keep company informed of relevant updates
Provide training on regulatory requirements or compliance issues