Reviews completed items generated as part of the Transaction Monitoring and Sanctions Screening programs to ensure completeness, accuracy, and compliance to the related internal control documents
Conduct assessments of Policies and Procedures for each of the Transaction Monitoring and Sanctions Screening programs to identify key controls
Assists in writing detailed reports summarizing review of completed items with quantitative analysis, catalog deficiencies, and created training materials based on the testing
Assist in developing and administering training to Compliance staff consistent with regulatory obligations and consistent with industry standards.
Maintain logs, reporting mechanisms, trackers, and all associated infrastructure on the Compliance Testing Program.
The best candidate will have 2 to 3 years of AML, KYC, and QC/Testing experience.
