Our client is a Singapore headquartered Asset Manager firm that has been in operation for more than 10 years here in Singapore. Their total AUM across both private market and public market stands at approximately US$1 billion. As part of their growth strategy, they are currently looking to hire a Senior Compliance Officer as part of their corporate governance measures to ensure adherence to regulations.
Responsibilities
As a senior compliance officer of the organization, you will be the main liaison contact with MAS on all matters related to regulatory filings and queries. You will help to review all marketing related documents to ensure adherence to regulatory requirements.
You will help to set out compliance monitoring programme and frame work to ensure corporate governance is maintain within the organization. One of the key tasks is to roll out the compliance monitoring program and perform testing on controls on the business.
Requirements
You shoul have at least 8 years of requirement in the Compliance space ideally within the asset management/fund space and have been a liaison contact with MAS. Candidates who has experience helping organization to apply for Capital Market Service License with MAS would have an advantage.
To Apply
Please submit your CV for application. If you have any additional questions, please reach out to Cynthia Teo (R1546879) at ct@kerryconsulting.com.
