My Client is a boutique FX and CFD provider to retail, professional and institutional investors looking to trade in international and domestic financial markets. They have vast experience in the CFD sector and use the latest technologies to provide the best services to our global clients. They are now looking for a permanent Compliance Officer and MLRO to add to the senior team
Job Description To have full and ongoing day-to-day responsibility for the operations, planning and outputs of the Compliance and MLRO functions, including but not limited to the following duties and skill-sets: Key Responsibilities * Keeping themselves and senior-management suitably up to date with regulatory changes and leading implementation and agreed priorities across the business. Through updating Policy and constant monitoring * Periodically briefing the board/senior-management on relevant regulatory developments and issues including the company's active risk status with applicable regulations that directly or indirectly affecting its business and organisation. * Submitting all necessary periodic regulatory returns providing timely submission and recordkeeping * Developing and maintaining compliance policies & procedures, including data privacy * Act as the company's nominated person concerning managing external communications and reports to the FCA.