We are looking for a Compliance professional to work on an exciting project for our Tier 1 Investment Banking client, working across multiple Regulatory Reform teams assisting in the Compliance Testing function.
Who are we?
Vox Financial Partners is a regulatory and operational change specialist firm providing high quality consulting services and contract management products to top-tier banking & financial services clients in the US and Europe. Our consultants specialize in areas such as managing regulatory change in complex environments, client outreach, Brexit readiness, technology solutions, data extraction & analysis and operational and back-office support.
Established in 2015, joining us will give you the opportunity to experience the career growth that comes with working for an exciting and fast-growing new firm.
About the role
While the scope the project will change as the project evolves, your duties & responsibilities may include:
Working with multiple teams ensuring they are compliant with relevant regulations
Assisting in the creation and execution of compliance testing & reporting
Performing regulatory investigations
Performing compliance assurance reviews
Looking for gaps in compliance and advising improvements
Keeping up to date with and becoming an expert in current and changing regulations
Reporting and analysis
Providing risk and compliance advice for business decisions
Other duties as required which fall within the scope and remit of the role
Vox Clients – As a Vox consultant, you will be working with some of the top clients in the financial services marketplace. Our people typically work on client site, placing you at the cutting edge of the projects on which you'll be working, and giving you the opportunity to learn from, work with and build relationships with the very best within those companies.
Vox Core Values – Whether you are a Client or an Employee, Vox wants the best for you. All our relationships are based on our Core Values: Innovation, Nurture, Solutions, Potential, Inclusiveness, Resilience & Evolution.
Who are we looking for?
Candidates should ideally have the following:
Qualifications & Experience
Strong educational background - Degree (Masters would be an advantage)
Experience working in an investment banking environment (or for a Big 4 consulting firm within the investment banking space)
Communication – advanced interpersonal & communication skills. Able to liaise confidently with senior stakeholders, either over the phone or via email
Team player – able to work well within dynamic and goal-focused teams
Process driven – able to become quickly proficient in new processes and systems
Detail-focused – very strong attention to detail
Multi-tasking – highly organized and able to balance various responsibilities simultaneously
Professionally skeptical – able to identify and flag up anomalies for review
Decision-making – strong decision-making in a fast-paced and pressurized environment
Commitment – strong work ethic and delivery focused
Right to Work
VOX is not in the position to provide sponsorship for this current position and so applicants must be able to work in the United Kingdom and Northern Ireland without requiring sponsorship
(Vox Financial Partners value inclusiveness and aspire to reflect this in our workforce. We welcome applications from people from all sections of the community, irrespective of ethnicity, gender, age, disability, sexual orientation, religion or belief.)
Please note, Vox Financial Partners receive a high volume of applications for all roles. While we will endeavour to respond to all applicants, this is not always possible. Should you not receive a response to your application within 2 weeks, it is likely that you have been unsuccessful on this occasion. However, we would like to retain your details on our systems for 6 months and may contact you should another potentially suitable vacancy arise.