A major global banking group are seeking a Senior Auditor to join their specialist Regulatory Audit team, specifically focussing on their Global Markets business.
The team was established in response to the unprecedented level of regulatory reform in the wake of the global financial crisis, assessing Markets & Securities related regulations before maturity. Senior Auditors are critical to ensuring audit delivery in response to regulatory changes, including Dodd Frank, Volcker, MiFID II and PRA regulations, and will work closely alongside Traded Markets product specific audit teams.
Audit coverage in the role will encompass Valuations / Marking, Booking Controls, 1st Line Risk Management Controls, Collateral Management, New Product Approval and Governance.
Applicants should be investment banking auditors, with either experience or a keen interest in Markets related regulations, or individuals with in-depth knowledge of both investment banking products and regulations, who may be interested in transitioning this expertise into an internal audit environment.