Compliance Team Head - International Investment Bank

Job Responsibilities-

* Lead and manage the General Compliance function of the bank
* Formulate and review policies and procedures including compliance manual to ensure compliance with all relevant laws, regulations and group policies
* Prepare and implement annual compliance plan in reference to new regulatory changes, assess regulatory development and its impacts on businesses
* Conduct analysis and periodic reviews on potential operation risks and regulation issues
* Provide advice and guidance on relevant requirements while conducting business activities
* Identify weaknesses in relation to internal control and make recommendations for improvement
* Ensure all applicable laws, regulations and internal policies and procedures are strictly complied across the bank

Key Requirements-

• Bachelors degree in Law or related area. A masters degree would be preferred.
• Minimum of 12 years of Compliance experience in Investment Banks/Securities/Brokerage/Asset Management
• Strong leadership, problem solving and decision making skills are necessary
• In-depth knowledge of the SFC regulatory requirements
• Solid experience in developing policies and procedures
• Excellent command of written and spoken English & Chinese, including Mandarin