Business Risk Surveilance Analyst (Thai+Mandarin is a MUST)
July 25, 2020
Partner with the PWM business and control partners such as Compliance and legal to establish the regulatory controls, governance framework and methodology is effectively in place to manage the risk of business
Performs daily supervisory and trade-based surveillance reviews to ensure adherence to Firm's policy and procedures. Monitor and identify internal breaches / control weaknesses and conduct investigations. Recommend corrective actions where needed.
Prepare documentation to report and escalate to senior management any issues and exceptions highlighted.
Oversee and manage outsourced surveillance teams to ensure that supervisory / surveillance reviews meet our performance criteria and quality standards.
Must be proficient in English, Thai, and Mandarin
2+ years of relevant working experience in the banking or project management
PC Skills: Advanced Outlook, Excel, PowerPoint and Word
Excellent verbal and written communication skills
Risk, Compliance or Global Markets experience
Previous work experience in a similar control / risk function within the business
Product knowledge of various asset-classes including equity, fixed income, listed and OTC derivatives and banking products