7 to 13 years of experience in compliance gained in the FI sector
Covers AML/CFT, dealing with MAS, operational compliance work
Driven and flexible to thrive in a start up and growing fin tech co
Our client is a fast growing co in the fintech industry.
It is now looking for an experienced yet hands-on compliance professional to join its growing business.
As the (senior)compliance manager, you will be responsible for ensuring its business operations and procedures comply with legal regulations and internal policies. The job scope is around 70% operational compliance focused (and 30% regulatory compliance focused) supporting the sales and trading business.
Your main responsibilities are to lead and design regulatory compliance strategies and implement our programs for all compliance topics, such as Licensing, KYC, Transaction Monitoring, Sanctions Screening, Reporting. You will also play the role as Money Laundering Reporting Officer and interact closely with MAS on all compliance matters.
Advise and support the business on all compliance matters and ensure the business is in alignment with license requirements globally
Act as the liaison officer with MAS and regulatory bodies, as well as facilitate internal and external compliance audits
Develop and formulate Group AML/CFT policy, standards and operating procedures & controls and ensure effective implementation of the program firm-wide
Work with technology and product teams in assessing and mitigating technology risk and regulatory risks
Conduct reviews on the adequacy and relevance of regulatory and compliance strategies, policies and frameworks, and oversee enhancements to address control deficiencies.
Implement and conduct regular compliance training programs on an ongoing basis to educate staff on the relevant regulatory developments, compliance policies and procedures
Advise and ensure AML and CTF requirement fulfillment for new product and service developments
Degree qualified with 6 to 13 years of relevant experience in compliance job scope covering AML/CFT, compliance, MAS' interaction etc) gained in the FI sector
AML specialist certification with a recognized institution , would be advantageous but not a must
Keen to do a job scope covering 70% operational compliance and 30% regulatory compliance work
Broad exposure to APAC region compliance issues is preferred (but not mandatory). Exposure to US and China is useful but this is not a must
Experience in developing and administering internal controls and processes
Ability to work collaboratively with a wide range of business functions.
Adaptable, hands-on, driven and able to thrive in a growing start up environment.
To apply, please send your cv in word doc to email@example.com . Please also include details on your current salary, expected salary and notice period in your cv. We regret to inform that only shortlisted candidates will be notified.