Head of Legal and Compliance, Retail and Corporate Bank
July 15, 2020
About Our Client Our client is one of the largest banks globally with a strong history of success in the region. They have a strong leading position in the market with their retail and corporate banking business.
Job Description Reporting to the Chief Executive Officer, you will be responsible for:
Leading the legal, regulatory compliance and financial compliance functions of the banks, with over 80ppl under management
Acting as the key contact person with HKMA and other regulators on compliance and conduct issues, leading on-site exams and participating in industry consultation
Reviewing compliance policies and procedures and further enhancing the compliance culture within the bank
Acting as the trusted compliance advisor to senior management and business heads and providing advice on legal, compliance, control and conduct matters
Providing a strong leadership to the teams and ensuring the effectiveness of compliance program across the various business lines
The Successful Applicant You will be a university graduate with at least 15 years of relevant legal and compliance experience within the banking industry. You will have hands-on experience in retail and corporate banking and a good understanding of consumer and lending products. A well-established and trusting relationship with HKMA is essential to this role. You will possess a proven track record in managing a sizeable and effective team. Strong interpersonal and communication skills are expected in the role. You will be fluent in English and Chinese.