Compliance (Part-Time) - Immediately Available Prefer!
June 17, 2020
About Our Client One of the stable and well-establisehd firms in the buyside sector, our client is an American investment management firms in the industry. Our client is operating across 50+ countries across the world. With the very stable working force, their compliance team is currently seeking for a support on a part-time basis.
Handle the SFC license applications for staffs and support any enquiries from SFC
Support the Compliance team on daily meeting and operational reports
May have to handle questions related to AML, CPI or any due dilignece activities
Identify any regulatory changes and support any policy changes if there is any
Ad-hoc tasks in general compliance understanding for the team
The Successful Applicant
At least 4-5 years of relevant working experiences in Regulatory Compliance
Fluent in English, Cantonese and Mandarin
Strong communication skills and interpersonal skills
Proficiency in MS Office (Word and Excel)
Attentive to details, strong analytical skills and interpersonal skills
Able to work under pressure, excellent organizational skills and good team player