Formal responsibility for the management of a small team of staff, providing oversight of and mentorship to the team, whilst adopting a hands-on approach in the day-to-day BAU.
Review and sign off all new client documentation for correctness and completeness; this includes confirming the correct anti-money-laundering documents and source of wealth information are present as well as the correct internal documentation, whilst collaborating with Compliance.
Liaise with WM Compliance or Legal on any complex issues or risk assessments.
Ensure the set-up, amendment and closure of clients, accounts, portfolios and maintenance of client static data in the relevant systems, co-ordinating client static data requests and issues with the Service Centre in Zurich.
Handling AEOI / FATCA related documentations and reporting requirements.
Perform an annual independent review for normal risk customer in accordance to regulatory requirement as well as Bank's AML/KYC policy and procedures.
Involve in ad-hoc projects as and when required.
At least 8 years of relevant experience with team management exposure
Good understanding of QI/FATCA, CRS, Complex structures, AML and KYC regulations
Hands-on exposure to Temenos T24 will be an added advantage
Meticulous attention to detail, coupled with the ability to work well under pressure
A team player with good analytical and social skills.
Ability to be client centric while balancing business needs and controls