Associate Director Regulatory Compliance, Global Markets - Compliance (12 months contract)
June 12, 2020
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Compliance is a global function that brings together all aspects of regulatory and financial crime risk management. Acting as risk stewards, and incorporating a range of specialist teams, we work together with the business and leverage advanced technology to help HSBC navigate a complex regulatory landscape and embed a sustainable approach to compliance risk management that supports safe growth and serves customers fairly. Compliance aspires to continuously raise the bar and set leading standards across the industry to help HSBC safeguard its customers and the communities within which it operates.
We are currently seeking a high calibre professional to join our team as Associate Director Regulatory Compliance, Global Markets - Compliance (12 months contract)
Will be part of a Global and Regional team that provides direction and support to the Markets Regulatory Compliance teams specific activities globally across Global Businesses, Global Functions, and jurisdictions within the second line of defence, in order to obtain reasonable assurance that the business is operating in line with relevant laws, regulations, codes and HSBC Group Standards within Regulatory Compliance
The role will undertake key regulatory programme activities as part of the Regulatory Compliance function and be responsible for leading the effort in regionally, while supporting and working with the Global program in London
The job holder will work closely with the Markets Conduct Programme, the Asset Class SMEs within Markets Regulatory Compliance and regional and country stakeholders to deploy the risk assessment and follow on implementation activities for the regional hub
Manage all aspects of Regulatory Compliance, perform impact analysis of regulatory initiatives, actions, driving coordination, execution and assurance of the Federal Reserve Board Order
Risk Assessment work streams and, ensuring alignment with Global Standards set by the central team
Demonstrate expertise in Conduct Risk rules and industry best practise, apply that expertise within the HSBC context in order to execute and effect risk assessment
Lead thought to provide policy advice related to Global Markets products, services and clients, and ensure that the Regulatory Compliance function is resourced adequately to address the risks associated with Global Markets business
Assist with rule Interpretation, mapping and traceability with respect to the Federal Reserve Board Order
Assist in the development of policy and training Drive and develop the compliance framework to integrate with the bank's operational risk views and as Risk Stewards to provide an independent oversight
Work with the Regulatory Compliance Global Delivery Leads to ensure the successful implementation of this programme
Experience working with Federal Reserve Board and Deferred Prosecution Agreement
Strong analytical and problem solving skills, as well as collaborating with globally dispersed teams
A very good understanding of the financial services industry, regulatory landscape, and compliance, and experience or knowledge of working with the Federal Reserve Board and Department of Justice would be beneficial
Good communication and influencing skills including strong written and oral communication skills demonstrated by a history of writing reports and making oral presentations to senior staff either within the HSBC Group or similar
Sound Judgment and analytical skills Candidates with strong Regulatory Compliance experience is highly preferred
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To be considered for this role, the relevant rights to work in Hong Kong is required.
Issued by The Hongkong and Shanghai Banking Corporation Limited.